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Cornerstone Growth & Income REIT Update 9/24/08 

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Liquidity and Price Discovery:
Signs that the bid-ask disconnect is easing
PREA Quarterly
Summer 2009
Jim Clayton
Vice President, Research
(860) 509-2237
jclayton@cornerstoneadvisers.com
72 PREA Quarterly, Summer 2009
2009 Liquidity and Price Discovery:
Signs That the Bid-Ask Disconnect Is Easing
Much has been written anD DiscusseD about the some-
what surprising lack of distressed property transaction activity
to date and the pressure building in the commercial mortgage
market that should eventually begin to force asset liquidations
at prices more in line with the prices buyers are willing to pay.
Investors, lenders, and CMBS special servicers have to this
point been paralyzed by the high degree of uncertainty about
the states of the overall economy and the financial system and
have been in delay mode. The risk of waiting on the sidelines
for investors was perceived to be much less than “catching a
falling knife.”
There are increasing signs that the worst of the great reces-
sion is behind us. The economic cycle is bottoming out. Stock
and bond markets, including REITs, have improved dramati-
cally over the past few months. Investors have increased their
appetite for risk as confidence that the economic ship is turn-
ing mounts and credit markets continue to recover. While the
broader economic situation is expected to improve through-
out the rest of this year and into 2010, commercial real estate
fundamentals will likely remain weak through much of 2010
as recovery in employment will lag that of gross domestic
product. Continued deterioration in real estate space market
fundamentals creates daunting challenges for highly leveraged
owners and financial institutions heavily exposed to commer-
cial mortgage debt, especially 2006- to 2008-vintage loans.
Such an environment also creates opportunities to acquire
quality property in primary markets at stressed prices ahead
of leasing fundamentals as the recovery in GDP improves in-
vestor (buyer) confidence.
In this column, I examine and synthesize recent evidence
on property price and market liquidity dynamics that taken
together suggest property prices are rapidly accelerating to the
bottom as GDP growth turns positive and cumulative price
declines and deteriorating space market fundamentals catch
up with overleveraged property owners.
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“The big news this quarter is not just the magnitude of the [property price] drop, but the fact that transaction volume
actually increased in the presence of this decline, the first volume increase since last summer. Perhaps most impor-
tant, the supply-side index of the prices property owners are willing to sell at plunged a record 18.5 percent, suggest-
ing a degree of ‘capitulation’ which may help to bring market prices finally to a bottom; this is the kind of thing that
could begin to rebuild liquidity in the market.”
–Professor David Geltner in the MIT press release “MIT commercial property price index posts record drop—Gauge declines 18 percent in
second quarter, but signs of a bottom appear.” august 3, 2009.
transaction Price Declines intensify
in the second Quarter
Property transaction prices and market values continued
their downward trajectories in the second quarter, with
the pace of transaction price declines picking up signifi-
cantly, while public equity REIT valuations continued to
show signs of recovery (Exhibit 1). after staying relatively
flat in February and March, the monthly Moody’s/REal
Commercial Property Price Index (CPPI) fell by 8.6% in
april (the largest monthly decline in the history of the in-
dex) and another 7.6% in May.1 as of the end of May, the
index was down 29% year to year and 35% since peaking
in October 2007. The quarterly Transactions-Based Index
(TBI) of prices of core institutional properties, derived from
sales of properties from the NCREIF Index and produced
by the MIT Center for Real Estate, fell a whopping 18% in
the second quarter. The TBI is now down 39% since top-
ping out in the second quarter of 2007. Transaction prices
Jim Clayton
1. The Moody’s/REal CPPI is a repeat sales index, similar to the Case-Shiller Home Price Index, derived from Real Capital analytics
data on transactions of properties selling for $5 million or more.
PREA Quarterly, Summer 2009 73
Exhibit 1: Pace of Property Price Decline Surges in the Second Quarter
Sources: Cornerstone based on data from NCREIF, MIT Center for Real Estate, Moody’s
Investors Service, and NAREIT
*Denotes equally weighted, cash flow–based NCREIF appreciation return component
Notes: TBI and NPI are quarterly indices through 2Q09. Moody’s/REAL and NAREIT
are monthly indices extending through May and July, respectively
0.50
0.75
1.00
1.25
1.50
1.75
2.00
2.25
2.50
2002
2003
2004
2005
2006
2007
2008
2009
Indices (Jan. 2002 =1)
NCREIF Property Index (NPI)*
MIT Transactions-Based Index (TBI)
Moody's/REAL Property Price Index
NAREIT Equity REIT Price Index
have gone through a major correction and are now back at
2004 (TBI) and 2003 (Moody’s/REal) levels.
Transaction activity, from which the Moody’s/REal and
MIT TBI indices are derived, remained historically low in the
second quarter. according to the Moody’s/REal CPPI June
and July index reports, there were 285 property transactions
in april and 282 in May totaling just under $3 billion in each
month. The Moody’s/REal CPPI values were derived from
67 of these in april and 52 in May that represent repeat sales
transactions (properties for which purchase and sale price
and date are available). Thirty-eight properties that were in
the NCREIF Property Index sold in the second quarter. While
this represents a very low turnover rate, it is more than double
the 17 properties that sold in the first quarter.
Despite the relative lack of transaction activity, appraisers
continued their unprecedented write-down of core property
values with the NCREIF Property Index (NPI) showing a
–6.70% appreciation return in the second quarter (Exhibit
1). The capital value of the NPI is down more than 16% so
far this year and about 24% over the past year. The apprecia-
tion component of the NCREIF Open End Diversified Core
Equity (ODCE) index was down 9% in the second quarter,
almost 23% this year, and more than 30% over the past year.
average appraisal capitalization rates, what NCREIF terms
“current value” (or CV) have moved up almost 100 basis
points over the past two quarters and are now just shy of 7%.
as expected, given the spectacular drop in the MIT TBI, aver-
age cap rates of properties that sold from the NCREIF index
shot up substantially, moving above 8%, or 7% on a four-
quarter moving average, a move of 100 bp over the past two
quarters (Exhibit 2).
More Owners that have to sell are setting the
stage for improved Liquidity
The sharp declines in the Moody’s/REal CPPI and MIT TBI,
as well as the surge in the spread between NCREIF transac-
tion and appraisal (or current value) cap rates indicate that
owners are beginning to be forced to sell, not just test the mar-
ket; more owners that are under pressure to sell assets have
finally begun to accept (or are being forced to accept) reality
and lowered price expectations. While painful for those inves-
tors on the sell side, this is welcome news for buyers who have
been waiting for signs that the correction in property prices
is nearing the end. The bottom of the pricing cycle will fol-
low an improvement in market liquidity. Unlike public asset
Exhibit 2: Transaction Cap Rates Spike 100 Basis Points in Past Two Quarters
(National Average Institutional Cap Rates for All Property Types)
Source: NCREIF
4%
5%
6%
7%
8%
9%
10%
11%
12%
1983
1985
1987
1989 1991
1993
1995 1997
1999 2001
2003
2005 2007
2009
Average Transaction Cap Rate (Quarterly to 2Q2009)
Four-Quarter Moving Average
74 PREA Quarterly, Summer 2009
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2009
markets that adjust primarily through price, private markets
adjust via price and liquidity jointly. In down markets, li-
quidity takes the initial brunt of the hit, moderating the im-
pact on values relative to what would transpire in a highly
liquid public market. as has been the case in this downturn,
the dearth of property transactions coincides with a widen-
ing of the bid-ask spread. Demand-side (buyer) valuations
have fallen much further than seller valuations. We can get a
sense of the relative differences from the separate Demand-
and Supply-side value indices that the MIT Center for Real
Estate compiles in conjunction with the TBI. Exhibit 3 shows
cumulative price declines for the TBI, labeled “Transaction
Price” as well as Demand and Supply versions of it.
The TBI Transaction Price index is derived directly from
realized transaction prices, whereas the Demand Price index
is a “constant liquidity” index defined under the assumption
that all adjustment in the real estate asset market takes place
through price change; the price is more reflective of what
the property could be sold for today. Transaction Price is a
variable liquidity index that reflects the joint determination
of the price and liquidity feature of private asset markets;
price and liquidity jointly adjust to market shocks. Changes
in Demand Price will be more volatile than changes in
Transaction Price. The Supply Price essentially tracks seller
reservation prices. Notice that if all adjustment took place in
the price dimension in private property asset markets, more
along the lines of public asset markets, then according to the
MIT index, property prices would have dropped by about
50% to date since the peak in 2007. This of course has not
happened because part of the adjustment has taken place in
the liquidity dimension; sellers have not lowered reservation
prices nearly as much as buyers, suggesting that many of
them place a high value on the option to wait out the credit
market and economic uncertainty.
Through the first quarter of this year, the spread be-
tween cumulative Demand Price and Supply Price declines
widened substantially, as the prices buyers were willing to
pay fell rapidly but the prices sellers were willing to accept
dropped at a much slower rate, reflecting the sharp increase
in the bid-ask spread. In the Spring PREA Quarterlycolumn,
I argued that the current low-liquidity situation could persist
for some time, but eventually mean reversion will take place
as seller reservation prices fall, the distribution of buyer valu-
ations shifts higher, or some combination of each occurs;
something has to give. The continued negative outlook for
real estate space markets coupled with the excess mortgage
debt in the system (more on this later) makes it increas-
ingly likely that many highly leveraged investors will face
significant stress going forward, thereby moving down seller
reservation prices faster than buyer valuations that have al-
ready largely capitalized the negative impacts of future dis-
tress. as shown in Exhibit 3, the second-quarter 2009 MIT
index data, suggests that the seller distribution is shifting.
Following a gradual seven-quarter decline, seller reservation
prices fell 18% in the second quarter! While buyer valua-
tions also continued to fall, the increase in transactions at
considerably lower prices is a necessary perquisite to foster-
ing improved liquidity, price discovery, and ultimately the
bottom of the price cycle.
additional evidence to support the notion that more
owners are willing (forced?) to accept lower prices comes
from the changing nature of transactions in the second quar-
ter. Specifically, according to Moody’s, april transaction data
–60%
–50%
–40%
–30%
–20%
–10%
0%
10%
2007:3
2007:4
2008:1
2008:2
2008:3
2008:4
2009:1
2009:2
Cumulative % Change in Index
Transaction Price
Demand Price
Supply Price
Exhibit 3: Prices Sellers Are Willing to Accept Fall Sharply, and Buyer Valuations Continue Decline
(Cumulative Percentage Drop in Transaction Price and Components Since 2Q2007 Peak)
Source: Author based on data from the MIT Center for Real Estate
PREA Quarterly, Summer 2009 75
revealed a major shift in the distribution of realized appre-
ciation rates of return earned by property sellers. Compared
to previous months, a much larger proportion of properties
sold for less than their purchase prices. a year earlier, a few
months into the pricing correction in april 2008, more than
90% of sales were at prices higher than the original purchase
prices, with just over half selling for gains under 10% and
nearly a third selling for gains of 10% to 20%. This april,
however, saw about one-half the transactions occur at prices
below purchase price. Consistent with this, Real Capital
analytics (RCa) reports that the proportion of properties
sold that it classifies as associated with distress has increased
sharply in recent months and continues to climb. Clearly,
many of the properties being forced to the market are ones
that were acquired at or near the peak of the boom.
Debt Market stress continues to build
Continued pressure on sellers is coming from mounting
distress that RCa now pegs at about $110 billion. The in-
crease in distress has hit all property types, though hotel
and apartment have been the most and least impacted,
respectively, in terms of changes since the beginning of
the year. Exhibit 4 shows that the rate of increase in stress
faced by property owners has increased sharply as the pace
of property price declines has intensified. It is expected to
continue to climb in the near term as the negative ramifi-
cations of the recent large price declines are felt and force
even more owners into distressed sales.
The large majority of stress is debt related, a significant pro-
portion of which derives from the movement of CMBS loans
(especially recent vintage) into special servicing; Fitch and
Realpoint report that the unpaid balance of CMBS loans in
special servicing has spiked over the past three months and
currently stands at about $40 billion as of the end of June
(Exhibit 5).2 In a recent report, Fitch analysts suggest that
$100 billion by year-end is not outside the realm of possi-
bility.3 Pressure continues to build in the commercial
2. While we focus on mortgage-related stress given that it is probably
the most prevalent and certainly the easiest to quantify, other stresses
that could also bring property to the market include, but are not
limited to, institutional investors heavily exposed to real estate and
other private assets that need to liquidate assets to raise cash, REITs
with maturing entity-level debt, and investment management firms
with open-end fund queues.
3. See the Fitch Ratings report “CMBS Special Servicing Record
Transfer Volume—$100 Billion by Year End?” July 30, 2009.
Exhibit 4: Property Transaction Prices Fall as Debt Market Stress Builds
Sources: Cornerstone, Real Capital Analytics, and Moody’s Investors Service
$0
$20
$40
$60
$80
$100
$120
Dec. '04 June '05
Dec. '05 June '06
Dec. '06 June '07 Dec. '07 June '08 Dec. '08 June '09
Unpaid Balance on Distressed Loans (in Billions)
1
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
Moody's/REAL Price Index (2001:1=1)
Total Outstandng Distress (Left Axis)
Moody's/REAL Price Index (Right Axis)
Exhibit 5: CMBS Stress Builds as Commercial Real Estate Debt Market Dries Up
Sources: Cornerstone Research basd on data from the Federal Reserve, Fitch Rattings,
and Realpoint
*Seasonally adjusted at annual rate
$0
$50
$100
$150
$200
$250
$300
$350
$400
$450
4Q2006
4Q2007
4Q2008
1Q2009
2Q2009
Net Flow of Mortgages* (in Billions)
$0
$5
$10
$15
$20
$25
$30
$35
$40
$45
Balance of CMBS Loans in Special Servicing (in Billions)
Net Flow of Commercial and Multifamily Mortgages (all lender types)
Outstanding Balance of CMBS Loans in Special Servicing
76 PREA Quarterly, Summer 2009
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mortgage market due to a major supply demand im-
balance. On the demand side, approximately $250
billion in commercial mortgages from banks, life in-
surance companies, and CMBS are set to mature in
2009. That amount is set to grow in excess of $1
trillion over the following three years. On the supply
side, the Federal Reserve reported less than $18 bil-
lion in net mortgage flows (at a seasonally adjusted
annual rate) for the first quarter of 2009, with posi-
tive net flows to multifamily but negative to com-
mercial property lending, indicating deleveraging
is under way (Exhibit 5). Recent modifications and
extensions of the government Term asset-Backed
Securities loan Facility (TalF) program and Public-
Private Partnership Investment Program (PPIP)
have been welcome news and the impact on CMBS
spreads encouraging (Exhibit 6) that the secondary
market has started on its long road to recovery. It will
be some time, however, before the so-called shadow
banking sector plays a major role in financing prop-
erty refinancings and acquisitions.
Getting there
Buyers have been waiting on the sidelines for signals
that the bottom of the real estate price cycle is in
sight and for offerings of distressed assets that, de-
spite the long duration of the current financial cri-
sis, have yet to materialize in significant numbers.
as revealed in the quote at the start of the article,
researchers at the MIT Center for Real Estate seem
to believe we are close to the bottom of the pricing
cycle and that buyer valuations will begin to stabilize
next quarter; a firming of buyer valuations with con-
tinued downward revisions by sellers will improve
liquidity, and hence more transactions should start
to take place. Improved liquidity in the transaction
market should help bring more stressed properties
to the market and also garner more equity-investor
interest as those waiting for the bottom recognize the
dynamics at work.
The shrinking of the debt market and resulting
recapitalization of the real estate capital stack will
continue to place stress on the property markets
as leveraged borrowers face difficulties refinancing
maturing mortgage loans and/or coverage issues
from deteriorating property income as the reces-
sion continues to hit rent rolls. The compelling in-
vestment opportunities that institutional investors
employing moderate leverage and all-cash strate-
gies have been waiting for appear to be on the ho-
rizon as uncertainty regarding the depth and dura-
tion of the current economic downturn seems to
be diminishing and more stressed property owners
are forced to the market.
Jim Clayton is Vice President of Research at Cornerstone
Real Estate Advisers LLC.
2009
Ten-Year AAA CMBS Spreads to Swaps
0
200
400
600
800
1000
1200
1400
1600
Week Ending
Spread in Basis Points (Bps)
12/27/06
3/28/07
6/27/07
9/26/07
12/26/07
3/26/08
6/25/08
9/24/08
12/31/08
3/25/09
6/24/09
Exhibit 6: AAA CMBS Spreads Tighten as Credit Markets Improve and Impacts of
Government TALF and PPIP* Take Hold
Source: Commercial Mortgage Alert
*TALF: Term Asset-Backed Securities Loan Facility;
PPIP: Public-Private Partnership Investment Program

 
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